Is a member NYSE - FINRA - SIPC and regulated by the US Securities and Exchange Commission and the Commodity Futures Trading Commission.
Headquarters: One Pickwick Plaza, Greenwich, CT 06830 USA
Is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and Member - Canadian Investor Protection Fund. Know Your Advisor: View the IIROC AdvisorReport. Trading of securities and derivatives may involve a high degree of risk and investors should be prepared for the risk of losing their entire investment and losing further amounts. Interactive Brokers Canada Inc. is an execution-only dealer and does not provide investment advice or recommendations regarding the purchase or sale of any securities or derivatives.
Registered Office: 1800 McGill College Avenue, Suite 2106, Montreal, Quebec, H3A 3J6, Canada.
ABN 98 166 929 568 is licensed and regulated by the Australian Securities and Investments Commission (AFSL: 453554) and is a participant of ASX, ASX 24 and Chi-X Australia.
Registered Office: Level 40, Grosvenor Place, 225 George Street, Sydney 2000, New South Wales, Australia.
Is authorised and regulated by the Financial Conduct Authority. FCA register entry number 208159. [http://www.fsa.gov.uk/register/home.do]
Registered Office: Level 20 Heron Tower, 110 Bishopsgate, London EC2N 4AY
Is a member of NSE, BSE [http://www.sebi.gov.in]. Regn. No. SEBI Registration No. INZ000217730; NSDL: IN-DP-NSDL-301-2008. CIN-U67120MH2007FTC170004.
Registered Office: 502/A, Times Square, Andheri Kurla Road, Andheri East, Mumbai 400059, India.
Phone: +91-22-61289888 / Fax: +91-22-61289898
Is regulated by Kanto Local Finance Bureau (Registration No.187) and is a member of Japan Securities Dealers Association and The Financial Futures Association of Japan.
Registered Office: Kasumigaseki Building 25F, 2-5 Kasumigaseki 3-chome, Chiyoda-ku, Tokyo, 100-6025 Japan.
Customer Service: +81 (0)3-4588-9700 (On business days from 8:30-17:30 JST)
Is regulated by the Hong Kong Securities and Futures Commission, and is a member of the SEHK and the HKFE.
Registered Office: Suite 1512, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong SAR.
is a member of The Luxembourg investor compensation scheme (Système d’indemnisation des investisseurs, SIIL) and regulated by the Commission de Surveillance du Secteur Financier (CSSF).
Registered Office: 4 rue Robert Stumper, L-2557 Luxembourg
Letter to OCC and CME clearing members from Thomas Peterffy November 28, 2017
Open Letter: Dangers of Clearing Bitcoin and Cryptocurrency Derivatives in Same Clearing Organization as Other Products November 15, 2017
IB Group Comment Letter on CHX Proposal to Adopt a Liquidity Taking Delay (LTAD) November 14, 2016
Proposal for Brokers to Publish Simple Monthly Cost of Execution Statistics August 1, 2014
Interactive Brokers Group Proposal to Address High Frequency Trading May 8, 2014
Testimony of Thomas Peterffy to the Senate Subcommittee on Securities, Insurance, AND investment and The Senate Permanent Subcommittee on Investigations December 8, 2010
Thomas Peterffy Speech at the World Federation of Exchanges October 11, 2010
Comments of Thomas Peterffy, Chairman and C.E.O., Interactive Brokers Group, Before The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues June 24, 2010
Eurex Letter June 27, 2007
Speech Of Thomas Peterffy Before The International Options Markets Association April 12, 2005
IB Group Comment Letter on Amended Proposed Regulation NMS S-7-10-04January 24, 2005
IBG Comment Letter on Second Amended NYSE Hybrid Rules SR NYSE 2004 5December 14, 2004
Why Some Dealers and Exchanges Have Been Slow to Automate (Thomas Peterffy and David Battan, Financial Analysts Journal, 2004) July/August 2004
Introductory Statement of IB Group Chairman Thomas Peterffy at SEC Hearing on Reg. NMS Market Structure Proposal April 21, 2004
Written Hearing Testimony of IB Group Chairman Thomas Peterffy Regarding SEC's Reg NMS Market Structure Proposal March 26, 2004
IB Group Comment Letter in Support of Eurex U.S. Futures ExchangeOctober 21, 2003
IB Group Comment Letter to SEC in Support of Amended Boston Options Exchange Trading Rules September 16, 2003
IB Comment Letter to SEC Supporting Rule Change by the PHLX to Delete the Prohibition Against the Delivery of Electronically Generated Orders July 22, 2003
Investment Strategy - Thomas Peterffy, Chairman May 13, 2003
IB Group Comment Letter to SEC in Support of Boston Options Exchange Trading Rules February 12, 2003
IB Group Comment Letter to SEC in Support of PCX Plus Electronic Option Trading System December 9, 2002
White Paper by Thomas Peterffy for SEC Market Structure Hearings: "Why Haven't Dealers and Exchanges More Fully Automated the Handling and Execution of Orders? November 12, 2002
IB Comment Letter to SEC Opposing CBOE Cancellation Fee of $1.00 for Customer Option Orders August 24, 2001
IB Comment Letter to SEC Opposing CBOE 15 Second Speed Bump Rule for Public Options Customers May 1, 2001
IB Comment Letter to SEC Opposing Amex and PHLX Rules Preventing Customers From Sending Two-Sided Orders March 13, 2001
IB Comment Letter to SEC Opposing CBOE Rule that Prevents Customers from Creating and Transmitting Orders Electronically January 2, 2001
IB Comment Letter to SEC on Proposed Rules Regarding Disclosure of Order Routing and Execution Practices, File No. S7-16-00 September 22, 2000
IB Comment Letter to SEC Opposing PCX 15 Second Speed Bump Rule for Public Options Customers August 15, 2000
IB Group Comment Letter to SEC Regarding SEC Concept Release on Market Fragmentation April 28, 2000
Supplemental Comments of Interactive Brokers Group to SEC Regarding Option Market Linkage Plans April 10, 2000
Comment Letter of Interactive Brokers Group to SEC on Option Market Linkage Plans April 3, 2000
IB Group Comment Letter to SEC Urging Market Data Distribution Free of Charge to Public Customers March 31, 2000
IB Comment Letter to SEC Opposing New Margin Requirements for Pattern Day Traders February 15, 2000
IBComment Letter to SEC Urging Elimination of the Short Sale Rule December 29, 1999
IB Comment Letter to SEC Opposing CBOE Rule Kicking Customer Orders Out of Auto-EX Where Autoquote Is Locked/Crossed with Booked Order (CBOE 99-61) December 21, 1999
IB Comment Letter to SEC Opposing CBOE Rule Kicking Customer Orders Out of Auto-EX Where CBOE Quotes Are Locked/Crossed with Other Markets (CBOE 99-57) December 21, 1999
IB Comment Letter to SEC Opposing ISE Rule that Prevents Customers from Creating and Transmitting Orders Electronically November 16, 1999